The Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC) have jointly published guidelines and circulars on what is expected of institutions when selling complex products and virtual assets-related products.
This one-hour webinar session by Mr Todd James, a Responsible Officer of an asset management company in Hong Kong, will cover what these products are, and the relevant requirements as prescribed by the SFC.
The course is targeted to compliance officers and licensed representatives who need to advise clients on securities and futures in Hong Kong.